When:	Dublin - Thursday 12th August, 9.00am to 5.00pm
Venue:	Central DUBLIN City Venue
Cost:	Cost: €620 (No VAT) €550 for 2nd attendee from same firm attending same day.
CPD allowance:	Formal and Informal CPD: max 6.5 hours (subject to your professional body's rules). You may be able claim a mix of formal and informal hours for the full 6.5 hours of tuition (subject to your body's rules).   Institute of Bankers: CeB - 6.5 formal hours
Make a BOOKING	Terms & Conditions and Cancellation Policy - Please Read Privacy Statement - Please Read   TO BOOK THIS COURSE AND PAY BY CREDIT CARD CLICK BUTTON BELOW.       To make a payment by wire transfer please make your booking via BOOKINGS@COMPLIANCEIRELAND.COM including the course name, course date, your name and contact details (including telephone number). You will receive an automatic response. Thereafter we will email you with wire transfer and other payment details.

 

• “Seminar was excellent. Gave very good description of the CRD process. Also map to guide you through legislation should be very useful” (Portfolio Manager - CRD attendee)
• “10/10” (Commodity Pool Operator – CRD attendee)
• "Seminar was well presented and references in notes to legislation and directives was good. Thank you." (Fund Manager -CRD attendee)

 

Read more testimonials here

 

This course will provide an intensive in-depth instruction in the requirements of the Capital Requirements Directive and of the Banking Consolidation Directive as they have been transposed into Irish law and as they affect investment firms. Featuring worked examples and walking through an entire quarterly filing, the course demonstrates how to make submissions for both simple firms and complex firms with a trading book. The course also considers how to carry out the Pillar 2 ICAAP process and covers the Pillar 3 required public disclosures.

 

 

The course will be delivered by experienced Irish professionals including - (i) an Irish regulatory lawyer, former FSA officer and former head of compliance; (ii) Irish regulatory accountant and former managing director of trustee/custodial services for one of Ireland’s largest funds companies.  Important: This course is delivered by practising Irish professionals for Irish senior management and professionals.  Like all our courses, we will examine CRD issues from an Irish perspective. We do not adopt the ‘cut and paste’ approach favoured by overseas based training providers operating in Ireland. We act for many firms with MiFID authorisation and we will share our experiences of the Financial Regulator’s CRD requirements with attendees.

 

AIMS:

Key aspects of the Irish Regulations implementing the CRD as it applies to investment firms will be reviewed. The course will cover what you need to do to calculate your capital requirementsand complete an automated filing.

BENEFITS:

By attending this course participants will gain critical knowledge on:

• completing the automated filing template documents by reference to Guidance and spreadsheets produced by the Financial Regulator

• the scope of the CRD Requirements by reference to:
• the European Communities (Capital Adequacy of Investment Firms) Regulations 2006
• The European Communities (Capital Adequacy of Credit Institutions) Regulations 2006
• The amending Regulations issued in 2009 (S.I. 514 of 2009 and S.I. 515 of 2009)
• The Capital Requirements Directive
• The Banking Consolidation Directive
• Guidance issued by the Financial Regulator
• National discretions adopted by the Financial Regulator

• Calculating Initial Capital

• Defining Own Funds

• Calculating Minimum Own Funds

• Understanding the definition of Trading Book

• Calculating Credit Risk & Dilution Risk

• Calculating Position Risk

• Calculating Settlement and Counterparty Risk

• Calculating Foreign Exchange Risk

• Calculating Commodity Risk

• Calculating Operational Risk and permitted advanced approaches

• The Pillar 2 Internal Capital Adequacy Process
• The Process and the Process Document
• The ICAAP Questionnaire reporting for simple firms
• The ICAAP Portal reporting for complex firms

• The Pillar 3 public disclosures
• Required capital disclosure
• Required risk disclosures

WHO SHOULD ATTEND:

• Directors (Executive & Non-Executive)
• Financial Directors and Controllers
• Compliance officers
• Heads of Risk
• Heads of Internal Audit
• Private Practice Solicitors
• Private Practice Accountants

 

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Download Training Programmes:

• Republic of Ireland Training Programme (PDF)

 

CPD Credits & Points - click here

 

Read attendees' testimonials - click here.

 

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