| When: | Dublin - Tuesday 21st September, 9.00am to 1.00pm |
| Venue: | Central DUBLIN City Venue |
| Cost: | €380 (No VAT). |
| CPD allowance: | Formal and Informal CPD: max 4 hours (subject to your professional body's rules). You may be able claim a mix of formal and informal hours for the full 4 hours of tuition (subject to your body's rules)
Institute of Bankers: QFA - 3 formal hours CPD Member (including registered Stockbrokers) - 3 formal hours CPD Member of LIA - 3 formal hours LCOI - 3.5 formal hours Chartered Banker/Certified Banker (CeB) - 3.5 formal hours
|
| Make a BOOKING: | Terms & Conditions and Cancellation Policy - Please Read Privacy Statement - Please Read
TO BOOK THIS COURSE AND PAY BY CREDIT CARD CLICK BUTTON BELOW.
To make a payment by wire transfer please make your booking via BOOKINGS@COMPLIANCEIRELAND.COM including the course name, course date, your name and contact details (including telephone number). You will receive an automatic response. Thereafter we will email you with wire transfer and other payment details. |
“Demonstrated a deep understanding of the practical issues for firms.” (Intermediary Firm - AML attendee)
“Very useful presented and received lots of useful information.” (Funds Company - AML attendee)
New for 2010, this course is designed to provide an overview of financial services regulation in Ireland and the work done by the Financial Regulator. This course will be invaluable for persons new to management in the field as well as those working as lawyers, auditors, external advisors and regulatory staff. The course also shows latest trends and developments in financial services regulation and will be valuable to all working in the area, regardless of industry sector.
“It is also recognised that the regulatory approach that had been adopted in Ireland needs to be enhanced ” - Financial Regulator 2008 Annual Report.
|
This course will provide a detailed introduction to the role of the Financial Regulator and how financial services are regulated in Ireland. This course is designed to enable people working in financial services to understand the European regulatory framework, how it fits with domestic regulations and your business is affected. The course looks across various industry sectors and highlights the common themes and likely future developments as well as giving practical guidance on current requirements.
European regulation now underpins the majority of Irish financial services legislation. Recent initiatives such as MiFID, the Reinsurance Directive and the Prospectus Directive have provided significant opportunities for export-led business. Forthcoming major initiatives such as Solvency II and the Alternative Investment Fund Managers Directive will also have significant implications for the way business is conducted and is regulated. The Financial Regulator itself is facing a period of major institutional change and continues to enforce significant domestic regulations such as the Consumer Protection Code and Client Asset Requirements.
AIMS:
The aims of this half day course are to provide an introduction to financial services regulation in Ireland, showing the source and likely future development of regulation.
BENEFITS:
By attending this course participants will gain an understanding of:
- the EU Financial Services Action Plan;
- National transposition and non-compliance;
- The role of CEBS, CESR and CEIOPS;
- European initiatives – Banking, Investment business, Insurance and Funds regulation;
- Capital adequacy;
- Principles based approach;
- Financial Regulator’s Strategic Plan;
- Fit & Proper and minimum competency requirements;
- Central Bank Acts;
- MiFID Regulations;
- UCITS Regulations;
- Insurance Rulebooks
- Insurance Mediation Regulations;
- Investment Intermediaries Act;
- Prospectus Regulations;
- Market Abuse Regulations.
WHO SHOULD ATTEND:
- Directors (Executive and Non-Executive)
- Management of Regulated Firms
- Compliance Officers
- Lawyers
- Auditors
- Regulators
Scroll back to top of page for details of how to book and pay and CPD points.
Return to Training (Public) Page - click here
Download Training Programme:
CPD Credits & Points - click here
Read attendees' testimonials - click here
***
Return to Training (Public) Page - click here