POSTED JOBS
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SEI – Anti Money Laundering Supervisor: Location - Dublin [REF: SEI-CJ-023]
SEI (NASDAQ:SEIC) is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service.
An open, collaborative and detail oriented environment underpins this business objective.
The Anti Money Laundering (“AML”) team supports business units and compliance professionals across the company and is responsible for establishing, maintaining and developing a framework that ensures that the division operates to the highest standards of regulatory compliance and governance. The Anti Money Laundering Supervisor will be responsible for supervising and assisting the staff carrying out the day to day functions involved in working within the AML team.
RESPONSIBILITIES:
- Review of documentation linked to new account opening and account maintenance specific to established AML requirements;
- Quality checking physical and soft copy investor files;
- Perform research if needed to understand investor type, company structures, etc.
Investigate and solve potential issues; - Review, approve and provide sign off on the status of AML for investor accounts;
- Train, coach and mentor new employees, develop and motivate staff;
- Provide input and feedback to Manager regarding employees’ ongoing performance / development / performance appraisals;
- Work with Manager to ensure employees adhere to company policies and procedures;
- Maintain a good working relationship with external clients as well as with internal relationship managers and other business units within SEI;
- Perform quality control checks and approval on client correspondence;
- Share AML expertise with clients and colleagues, and act as a reference point for complex queries;
- Coordinate with GFSL Anti-Money Laundering Officer to ensure it’s satisfaction with regulatory obligations;
- Sign off on client reporting of outstanding AML documentation and ensure the accurate and timely delivery to clients;
- Identification and escalation of high risk items to AML Manager within required deadlines where necessary;
- Review audit samples and liaise with auditors and Risk Management;
- Awareness of broader departmental deliverables (e.g. Investor Services) and ensuring that team prioritise deliverables accordingly;
- Development and implementation of quarterly plans to ensure that team goals and objectives are met;
- Adhoc tasks / Project work as required.
REQUIREMENTS:
- 3+ years AML experience, preferably with Alternatives/ Hedge Fund experience;
- Experience in supervisory skills and/or coaching / mentoring;
- Experience of compliance and regulation within the Financial Services Industry in Europe;
- Very strong risk awareness (preferably EU legislation driving AML regulations);
- Excellent interpersonal and customer service skills;
- Strong organizational and administrative skills;
- Self starter with the ability to independently manage multiple projects and deadlines;
- Ability to multi-task, prioritize work and manage time to maximize efficiency and to meet strict deadlines;
- Strong oral and written communication skills;
- Fluency in English Language (both verbal and written) essential;
- Individual who takes initiative and ownership of assigned responsibilities;
- Positive ‘can do’ attitude with excellent problem solving skills;
- Detail-oriented;
- Team player;
- Flexible / Adaptable;
- P.C. proficient, particularly Excel and Word.
PREFERRED SKILLS:
- In-depth knowledge of Anti-Money Laundering requirements;
- Fluency in foreign language an advantage (both written and verbal);
- Third level qualification, preferably in Finance, Business or Law.
How to Apply: Log on to www.seic.com, enter the careers section and apply for job ID 1389
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Please inform the employer that you read this posting on www.complianceireland.com
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