Course Summary:
This course will provide an intensive in-depth instruction in the requirements of the first, second and third Capital Requirements Directives (and of the Banking Consolidation Directive) as they have been transposed into Irish law and as they affect investment firms. Featuring worked examples and walking through an entire quarterly filing, the course demonstrates how to make submissions for both simple firms and complex firms with a trading book. The course also considers how to carry out the Pillar 2 ICAAP process and covers the Pillar 3 required public disclosures.
The course will cover what you need to do to calculate your capital requirements and complete an automated filing.
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Details:
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Cost:
| €620 for 1st attendee €550 for 2nd attendee from same firm attending same day (All training fees are VAT exempt) |
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CPD details:
Institute of Bankers: Formal CPD Hours
QFA: 0 hours
CPD Member: 0 hours
RS CPD Member: 0 hours
LCOI: 1 hours
Chartered Banker: 6 hours
CeB (Certified Banker): 6 hours
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Benefits:
Important: This course is delivered by practising Irish professionals for Irish senior management and professionals. Like all our courses, we will examine CRD issues from an Irish perspective. We do not adopt the ‘cut and paste’ approach favoured by overseas based training providers operating in Ireland. We act for many firms with MiFID authorisation and we will share our experiences of the Financial Regulator’s CRD requirements with attendees.
- Completing the automated filing template documents by reference to Guidance and spreadsheets produced by the Financial Regulator
- The scope of the CRD Requirements by reference to:
- The European Communities (Capital Adequacy of Investment Firms) Regulations 2006
- The European Communities (Capital Adequacy of Credit Institutions) Regulations 2006
- The amending Regulations issued in 2009 and 2010
- The Capital Requirements Directives - CRD I, CRD II and CRD III
- The Banking Consolidation Directive
- Guidance issued by the Financial Regulator
- National discretions adopted by the Financial Regulator
- Calculating Initial Capital
- Defining Own Funds
- Calculating Minimum Own Funds
- Understanding the definition of Trading Book
- Calculating Credit Risk & Dilution Risk
- Calculating Position Risk
- Calculating Settlement and Counterparty Risk
- Calculating Foreign Exchange Risk
- Calculating Commodity Risk
- Calculating Operational Risk and permitted advanced approaches
- The Pillar 2 Internal Capital Adequacy Process
- The Process and the Process Document
- The ICAAP Questionnaire reporting for simple firms
- The ICAAP Portal reporting for complex firms
- The Pillar 3 public disclosures
- Required capital disclosure
- Required risk disclosures
Who Should Attend:
- Directors (Executive & Non-Executive)
- Financial Directors and Controllers
- Compliance officers
- Heads of Risk
- Heads of Internal Audit
- Private Practice Solicitors
- Private Practice Accountants