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Compliance Specialist - Pioneer Investment Management Limited

About this job

Job Title: Compliance Specialist, Pioneer Investment Management Limited
Reports To:      Head of Compliance  

Purpose of the Role: To provide in-depth practical compliance experience to projects and ad-hoc tasks.


Brief Description of Accountabilities:

• Provide compliance advice and project management/analysis in key business projects; 
• Review and enhance compliance policies and procedures to reflect current regulatory requirements;
• Perform compliance monitoring and reporting in line with MiFID requirements
•  Provide regular status reports and escalation of major issues to the Head of Compliance 
• Update the Compliance Monitoring Programme and Investment Compliance procedures for relevant new or amended compliance obligations

 
Experience and Qualifications:

• 6 years+ compliance experience in the financial services or investment banking industry;
• Relevant qualification(s) in areas such as accounting, business, risk or compliance;
• Excellent working knowledge of Irish and EU legislation;
• Exposure to and appreciation of the issues in the management of UCITS and other fund structures;


Competencies:

• Strong interpersonal skills;
• Excellent organisational, analytical and research skills;  
• Highly developed investigative and reporting skills.
• Motivated and confident


How to Apply:

Please send CVs to careers@pioneerinvestments.com

 


Developed by Figo Mago at www.tandolin.co.za

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