Once your firm has been authorised, we help keep you authorised.

We provide a variety of services to regulated firms ranging from ad-hoc advice as questions arise to full ongoing compliance work outsourcing.

As business people, we take a rounded approach to your business. We use our professional training and knowledge to analyse the regulations affecting your business, then use our business experience to help you through your specific situation in a sensible, logical way. We can help you through the maze. We work with, not against, your lawyers and auditors. We’re always there when you need us.

Things that we do include:

  • Ongoing compliance advice
  • Writing and updating Compliance and Operational Manuals
  • Designing and carrying out Risk-Based Compliance Monitoring Plans
  • Implementation advice
  • Outsourced AML support
  • Pre-inspection risk assessments
  • Relations with Regulators and government departments
  • Non-Executive Director Services

…and everything in between! As we say, we help solve your problems.

Call us for a confidential discussion  on +353 (0)1 425 5962 to see what we can do for you.

Compliance Ireland - your trusted advisor

Copyright © 2014-2017 Compliance Ireland - Financial Services Regulation Training and Consulting. All Rights Reserved.
38-39 Baggot St. Lower, Dublin 2, Ireland Tel: +353 (0)1 425 5962 Email: email@complianceireland.com
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