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Tuesday, May 21, 2013

Enforcement

Details of the work of the Central Bank Enforcement Directorate

Documents

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Settlement Agreement 2011-12-16 Combined Insurance Settlement Agreement 2011-12-16 Combined Insurance

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Date added: 12/21/2011
Date modified: 12/21/2011
Filesize: 241.75 kB
Downloads: 201

Settlement Agreement between the Central Bank of Ireland and Combined Insurance Company of Europe Limited

Settlement Agreement 2011-12-13 Susquehanna Settlement Agreement 2011-12-13 Susquehanna

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Date added: 12/21/2011
Date modified: 12/21/2011
Filesize: 160.17 kB
Downloads: 181

Settlement agreement between the Central Bank of ireland and Susquehanna International Securities Limited.

Settlement Agreement 2011-12-08 Davy Settlement Agreement 2011-12-08 Davy

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Date added: 12/21/2011
Date modified: 12/21/2011
Filesize: 103.01 kB
Downloads: 187

Settlement agreement between the Central Bank of Ireland and J&E Davy.

Settlement Agreement 2011-09-08 Goldman Sachs Settlement Agreement 2011-09-08 Goldman Sachs

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Date added: 10/02/2011
Date modified: 10/02/2011
Filesize: 36.68 kB
Downloads: 186

Settlement Agreement between the Central Bank of Ireland and Goldman Sachs Bank (Europe) plc.

Settlement Agreement 2010-12-16 NCB Stockbrokers Settlement Agreement 2010-12-16 NCB Stockbrokers

Date added: 04/11/2013
Date modified: 04/11/2013
Filesize: 121.28 kB
Downloads: 17

Settlement Agreement dated 16 December 2010 concerning NCB Stockbrokers.

Settlement Agreement 2010-11-09 Endowment Policy Purchasing Company Settlement Agreement 2010-11-09 Endowment Policy Purchasing Company

Date added: 04/11/2013
Date modified: 04/11/2013
Filesize: 101.18 kB
Downloads: 17

Settlement Agreement dated 9-11-2010 relating to The Endowment Policy Purchasing Company.

Settlement Agreement 2010-09-06 Inveralmond Settlement Agreement 2010-09-06 Inveralmond

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Date added: 09/16/2011
Date modified: 09/17/2011
Filesize: 107.46 kB
Downloads: 179

Settlement Agreement between the Financial Regulator and Inveralmond Insurance Limited

Settlement Agreement 2010-09-06 Creation Insurance Settlement Agreement 2010-09-06 Creation Insurance

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Date added: 09/16/2011
Date modified: 04/11/2013
Filesize: 106.9 kB
Downloads: 174

Settlement Agreement between the Financial Regulator and Creation Insurance.Limited.

Settlement Agreement 2010-06-15 Culleton Settlement Agreement 2010-06-15 Culleton

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Date added: 09/16/2011
Date modified: 04/11/2013
Filesize: 80.47 kB
Downloads: 173

Settlement Agreement between the Financial Regulator and Culleton Insurances Limited

Enforcement Priorities for 2013 Enforcement Priorities for 2013

Date added: 04/11/2013
Date modified: 04/11/2013
Filesize: 72.04 kB
Downloads: 19

The Central Bank's stated enforcement priorities for 2013.

2012-03-16 Finance Dublin 2012-03-16 Finance Dublin

Date added: 04/11/2013
Date modified: 04/11/2013
Filesize: 1.35 MB
Downloads: 16

Kevin O'Doherty writes about the growing industry discomfort with what is been perceived as 'the one-sided and unfair enforcement process' and he reviews some of the submissions to the Central Bank commenting on Consultation Paper 57 ‘Inquiry Guidelines to be prescribed pursuant to section 33BD of the Central Bank 1942 (as amended)’ ('CP57') He highlights Dillon Eustace’s submission to the Central Bank on CP57 in which the law firm expresses concern that 'some or all of Part III C of the Central Bank Act 1942 may potentially be unconstitutional'.

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