Markets Supervision
Information relating to supervision of capital markets activity and listed firms requirements.
Categories
Custom House Capital ( 13 Files )
Papers relating to the inspection into Custom House Capital Limited
Documents
Prospectus Rules Amendment 2008-08-18
| Date added: | 09/17/2011 |
| Date modified: | 09/17/2011 |
| Filesize: | 42.97 kB |
| Downloads: | 63 |
A Briefing Note produced in August 2008 by the Financial Regulator regarding amendments to the Prospectus Rules.
BN 1 of 2010: Shah vs HSBC (198)- Central Bank (Supervision and Enforcement) Bill 2011 (194)
- CP52 CRD Reporting Requirements (181)
- 2011-10-21: CHC Final Inspector's Report (172)
- Briefing Note 2011/02: Implementing Fit & Proper (148)
- Archeus v GlobeOp (142)
- 2011-10-25 CAI Corporate Governance Journal (133)
- BN 1 of 2011: Fit & Proper (128)
- 2011-10-30: Sunday Business Post (127)
- 2011-10-21: CHC FAQs (112)
Latest Downloads
2012-04-30 Newstalk 106
(Press Appearances)- CP58 Inside Information
(Consultation Papers) - Newsletter 03 of 2012
(Compliance Ireland Newsletters) - Newsletter 02 of 2012
(Compliance Ireland Newsletters) - AML Guidelines
(Irish AML Materials) - Newsletter 01 of 2012
(Compliance Ireland Newsletters) - Letter to Public Accounts Committee
(Enforcement) - 2012-01-13 Newstalk 106
(Press Appearances) - Compliance Ireland Newsletter 12 of 2011 (December)
(Compliance Ireland Newsletters) - Compliance Ireland Newsletter 11 of 2011 (November)
(Compliance Ireland Newsletters)
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