Newsletter

Canada Square

Contents:

Financial Crime
- UK FSA fines Compliance Officer £130,000
Enforcement
- Central Bank concludes inquiry into Public Accounts Committee request
- UK FSA fines insurance firms over £2 million for files altered before regulatory inspection
Insurance News
- Solvency II: European Parliament revises date for ECON vote on Omnibus II
Corporate Governance News
- Revenue Commissioners and Central Bank crack down on Directors service companies
Employment Issues
- Dignity at work becomes an issue for financial services firms
Data Protection & Privacy
- European Commission proposes comprehensive reforms of data protection legislation
- Data Protection Commissioner launches investigation into transfer of Dublin householder data
UK News
- UK Financial Services Bill progresses

Click here for a copy of Newsletter 01/2012 online.

Click here for a copy of Newsletter 01/2012 in PDF format

Central Bank
- Central Bank consults on Administrative Sanctions Process
Insurance
- Solvency II implementation revised start date still not passed
Funds News
- ESMA publishes AIFMD Level II advice
Enforcement
- Combined Insurance 1 of 2: Central Bank Settlement Agreement
- Combined Insurance 2 of 2: UK FSA enforcement action
- Central Bank announces two Settlement Agreements relating to transaction reporting
MiFID News
- EBA consultations on amendments to CRD directive
Corporate Governance
- IFIA issues Corporate Governance Code
Data Protection and Privacy
- Data Protection Commissioner publishes report on audit of Facebook Ireland

Click here for a copy of Newsletter 12/2011 online.

Click here for a copy of Newsletter 12/2011 in PDF format.

Financial Crime
- Department of Justice AML Compliance Unit update
Insurance
- UK FSA announces amended Solvency II implementation plans
Enforcement
- Settlement Agreement with McSharry & Foley Limited
MiFID News
- Central Bank announces Client Asset Task Force
- Custom House Capital placed into liquidation

Click here for a copy of Newsletter 10/2011 online.

Click here for a copy of Newsletter 10/2011 in PDF format.

Central Bank News
- Central Bank Review Identifies Concerns with Website Advertising by Mortgage Intermediaries
- Central Bank of Ireland Published CP56 Consultation on Auditor Protocol
- Central Bank Publishes CP55 on the Code of Conduct for Business Lending to Small and Medium Businesses
Financial Crime
- JPMorgan Chase Bank Settles for €88 Million with OFAC
- Central Bank Instructs Firms to Settle Records and Comply with EU Financial Sanctions
Enforcement
- Settlement Agreement with Pan-Index Limited
Corporate Governance News
- Central Bank publishes Corporate Governance Code for Captives
- Corporate Governance Code Compliance Statement Guidance