Course Summary:

It is the commonplace for financial services providers to outsource certain functions, operations or tasks. When the services being provided relate to regulated activities, increasing focus is being placed on the need to retain effective oversight. Regulated entities must always be aware that the ultimate responsibility for complying with regulatory requirements remains on the regulated entity and not the Outsourcee.

In recent times, the Central Bank have highlighted this issue more than one settlement agreement within its administrative sanctions regimes and highlighted failures in its reports on AML/CFT and FS inspections. It also included this topic as enforcement priority for 2015.

This 2 hour briefing aims to address the potential problems in relation to maintaining adequate oversight of outsourced activities and other potential safeguards to help ensure compliance with CBI expectations in this area.

 

Course Contents:

  • This course will cover the following topics:
    • Central Bank commentary and expectations including:
    • Relevant enforcement actions
  • Central Bank reports on AML/CFT and FS in Banks, Credit Unions and Funds
  • The importance of written agreements/SLA’s
  • Suggested methods of ensuring and documenting adequate oversight

 

Cost:

€220 Per Attendee (all training courses are VAT exempt)

Date: Time: Venue:  
Tuesday 23rd May 2017 10.00 am - 12.00 pm Adelaide Road, Dublin 2
Thursday 14th September 2017 10.00 am - 12.00 pm Adelaide Road, Dublin 2

 

Alternative Payments:

To pay by bank transfer/cheque please make your booking via bookings@complianceireland.com including the course name, course date, your name and contact details (including email address and telephone number). We will email you with an invoice and course details which includes the details of how to make payments.

Enquiries:

If you wish to enquire about a course before booking, please contact us at email@complianceireland.com

CPD Details:

As this is a new course, applications have been submitted to the following accrediting bodies:

Institute of Bankers
Insurance Institute of Ireland
Irish League of Credit Unions (ILCU): Formal CPD Hours
Life Association of Ireland (LIA): Formal CPD Hours


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