Course Summary:

This half day course aims to provide attendees with the necessary understanding of the UCITS V Regulations, the underlying Directive and the various requirements and how to better implement them in their business.

Course Content: 

This course will provide attendees with a better understanding of the following:

  • Background to Funds
  • Scope of the Regulations
  • Authorisation Process
  • Activities of the Management Company
  • Organisational Requirements
  • Outsourcing Requirements
  • Conduct of Business Requirements
  • Complaints Handling
  • Role of the Depositary
  • Mergers of Funds
  • Eligible Assets
  • Risk Management Process
  • Master-Feeder Funds
  • Transparency and Information for Investors
  • Key Investor Information Document
  • Fund Valuation
  • Cross-border Marketing
  • Powers of the Central Bank
  • Other directives and regulations
  • Enforcement

Who Should Attend:

  • Fund Managers
  • Trustees/Custodians
  • Directors (both Non-Executive and Connected Party)
  • Fund Administration Management
  • Compliance Officers
  • Lawyers
  • Auditors
  • Regulators

Cost:

€380 (All training fees are VAT exempt)

Details:

Date    Time   Venue    
Wednesday 10th May 2017 9.15 am - 1.15 pm Adelaide Road, Dublin 2
Wednesday 11th October 2017 9.15 am - 1.15 pm Adelaide Road, Dublin 2

Alternative Payments:

To pay by bank transfer/cheque please make your booking via bookings@complianceireland.com including the course name, course date, your name and contact details (including email address and telephone number). We will email you with an invoice and course details which includes the details of how to make payments.


Enquiries:

If you wish to enquire about a course before booking, please contact us at email@complianceireland.com


CPD details:

Institute of Bankers: Formal CPD Hours

QFA: 3.5 hours
CPD Member: 3.5 hours
RS CPD Member: 3.5 hours
LCOI: 3.5 hours
Chartered Banker: 3.5 hours
CeB (Certified Banker): 3.5 hours

What Others Say:

Please click here to read what previous attendees have said about our courses.

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