Course Summary:

This half day course is a practical, hands-on workshop for directors and senior management of Irish regulated credit, financial, insurance and reinsurance services firms, including investment funds.  It details their responsibilities and requirements under Irish Corporate Governance rules and regulations and explains how to organise your corporate structure in line with law and recommendations from the Central Bank.  With our experience and qualifications we will provide insightful and practical guidance on how to successfully implement a positive corporate governance strategy in financial and insurance entities.

Course Details: 

“… our reliance on the boards and management of credit institutions, as part of our principles based regulation, to meet their corporate governance and risk management responsibilities was misplaced.”

(Jim Farrell, Chairman Financial Regulator)

"Stronger remedies are needed here to shake up prevailing corporate governance practices by injecting some fresh blood and setting more exacting standards. This will improve the reputation of Ireland as an international financial centre by knocking on the head concerns about too cosy corporate governance practices."

(Matthew Elderfield, Head of Financial Regulation, Central Bank of Ireland)

Benefits:

The course will look at the broad topics of:

  • The Role of Boards;
  • Accounting Responsibilities;
  • Risk Assessment and Planning Strategy;
  • Enhancing Performance; 
  • Central Bank Expectations

The course will examine obligations under the following Acts and Regulations, including:

  • Companies Acts
  • Market Abuse Regulations
  • Recent litigation and ODCE actions
  • Transparency Regulations
  • Insurance Regulations
  • Solvency II
  • Prospectus Directive
  • MiFID Regulations
  • UCITS Regulations
  • Compliance Statements
  • Central Bank issued codes, notices and guidance
  • ODCE Guidance
  • Data Protection
  • Anti-Money Laundering and Counter-Financing of Terrorism
  • Central Bank Recommendations to MiFID firms on Corporate Governance

Who Should Attend:

  • Directors (Executive and Non-Executive)
  • Compliance Officers
  • MLROs
  • Customer Relationship staff & managers
  • Heads of Risk
  • Heads of Internal Audit
  • Private Practice Solicitors
  • Accountants

Cost:

€380 per attendee (All training fees are VAT exempt)

Details:

Date Time Venue  
 Wednesday 4th October 2017 9.15 am - 1.15 pm Adelaide Road, Dublin 2

Alternative Payments:

To pay by bank transfer/cheque please make your booking via bookings@complianceireland.com including the course name, course date, your name and contact details (including email address and telephone number). We will email you with an invoice and course details which includes the details of how to make payments.

Enquiries:

If you wish to enquire about a course before booking, please contact us at: email@complianceireland.com

CPD details:

Institute of Bankers: Formal CPD Hours

QFA: 0 hours
CPD Member: 0 hours
RS CPD Member: 0 hours
LCOI: 3.5 hours
Chartered Banker: 3.5 hours
CeB (Certified Banker): 3.5 hours

Irish League of Credit Unions (ILCU)

Operations Stream: 2.5 hours
Governance Stream: 3.5 hours

What Others Say:

Please click here to read what previous attendees have said about our courses.

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13 Adelaide Road, Dublin 2, Ireland Tel: +353 (0)1 425 5962 Email: email@complianceireland.com
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