Course Summary:

This half day course is designed to provide a detailed overview of financial services regulation in Ireland and Europe.  This course is invaluable for those looking to understand the Irish regulatory context especially for those with minimal exposure currently or those wishing to understand the underlying development of regulation in Ireland.

Course Content: 

By attending this course, participants gain an understanding of:

  • the EU Financial Services Action Plan;
  • National transposition and non-compliance;
  • the role of the EBA, ESMA and EIOPA;
  • European initiatives – Banking, Investment business, Insurance and Funds regulation;
  • Financial Regulator’s Strategic Plan;
  • Fit & Proper and minimum competency requirements;
  • Central Bank Acts;

This course will also touch on key sectoral legislation such as:

  • MiFID Regulations;
  • UCITS Regulations;
  • Insurance Rulebooks;
  • Insurance Mediation Regulations;
  • Investment Intermediaries Act;
  • Prospectus Regulations;
  • Market Abuse Regulations


Who Should Attend:

This course is ideally designed for new entrants to the regulated sectors or those returning to work in the regulated sectors after a period absent or abroad that may need to refresh and update their understanding of Irish Regulation.

However, this course is suitable for all individuals that require an understanding of Irish Financial Services Regulation regardless of their role, such as:

  • Directors (Executive and Non-Executive)
  • Compliance Officers
  • Risk Officers
  • Internal Audit staff
  • Human resources staff
  • Company Secretarial staff
  • Solicitors
  • Accountants


€380 per attendee
(All training fees are VAT exempt)


Date  Time    Venue   

Thursday 3rd October 2019

9.15am- 1.15pm

38/39 Baggot Street, Dublin 2

Alternative Payments:

To pay by bank transfer/cheque please make your booking via including the course name, course date, your name and contact details (including email address and telephone number). We will email you with an invoice and course details which includes the details of how to make payments.


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